{"product_id":"city-limits-james-brilliant-9781914608384","title":"City Limits: FCA Compliance for Financial Businesses - 2nd Edition","description":"\u003cp\u003eMore than 56,000 financial businesses - from stockbrokers and independent financial advisors to credit card companies and hedge fund managers - are authorised and regulated by the Financial Conduct Authority.\u003c\/p\u003e\u003cp\u003e\u003cbr\u003e\u003c\/p\u003e\u003cp\u003eThese firms vary widely in the activities they carry on and the types of clients they serve. What they all have in common is an obligation to comply with an extensive and sometimes complex financial regulatory framework.\u003c\/p\u003e\u003cp\u003e\u003cbr\u003e\u003c\/p\u003e\u003cp\u003eThis user-friendly book is for lawyers, compliance professionals and senior managers tasked with advising on or overseeing regulatory compliance for FCA-authorised firms. It offers succinct synopses of bedrock topics within FCA compliance, covering supervisory processes, a firm's systems and controls, and conduct of business.\u003c\/p\u003e\u003cp\u003e\u003cbr\u003e\u003c\/p\u003e\u003cp\u003e\u003cstrong\u003eNew in the second edition: \u003c\/strong\u003e\u003c\/p\u003e\u003cp\u003e\u003cbr\u003e\u003c\/p\u003e\u003cul\u003e\n\u003cli\u003eSenior Managers and Certification Regime\u003c\/li\u003e\n\u003cli\u003eMIFIDPRU prudential framework\u003c\/li\u003e\n\u003cli\u003eCovid-19 regulatory intervention\u003c\/li\u003e\n\u003cli\u003eOnshored versions of EU-derived laws and regulations\u003c\/li\u003e\n\u003c\/ul\u003e\u003cp\u003e\u003cbr\u003e\u003c\/p\u003e\u003cp\u003e\u003cstrong\u003eABOUT THE AUTHOR\u003c\/strong\u003e\u003c\/p\u003e\u003cp\u003e\u003cbr\u003e\u003c\/p\u003e\u003cp\u003eJames Brilliant is a financial services regulatory lawyer and partner in an international asset management firm. He has held senior legal and compliance positions in the financial sector since 2012. Before that, he was in private practice at Fred Philpott's chambers in Gough Square and then law firms Shearman \u0026amp; Sterling and Kirkland \u0026amp; Ellis.\u003c\/p\u003e\u003cbr\u003e\u003cbr\u003e\u003cb\u003eAuthor:\u003c\/b\u003e James Brilliant\u003cbr\u003e\u003cb\u003eISBN-10:\u003c\/b\u003e 1914608380\u003cbr\u003e\u003cb\u003eISBN-13:\u003c\/b\u003e 9781914608384\u003cbr\u003e\u003cb\u003ePublisher:\u003c\/b\u003e Law Brief Publishing\u003cbr\u003e\u003cb\u003eLanguage:\u003c\/b\u003e English\u003cbr\u003e\u003cb\u003ePublished:\u003c\/b\u003e 04\/12\/2022\u003cbr\u003e\u003cb\u003ePages:\u003c\/b\u003e 274\u003cbr\u003e\u003cb\u003eFormat:\u003c\/b\u003e Paperback\u003cbr\u003e\u003cb\u003eWeight:\u003c\/b\u003e 0.85lbs\u003cbr\u003e\u003cb\u003eSize:\u003c\/b\u003e 9.21h x 6.14w x 0.58d","brand":"James Brilliant","offers":[{"title":"Paperback","offer_id":46052326310143,"sku":"9781914608384","price":89.99,"currency_code":"USD","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0662\/2982\/9887\/files\/img_61736a1a-8630-437d-bf29-5cd8f28d4876.jpg?v=1723556048","url":"https:\/\/www.whiterainbookhouse.com\/products\/city-limits-james-brilliant-9781914608384","provider":"WR Book House","version":"1.0","type":"link"}