{"product_id":"fund-directors-guidebook-fifth-edition-federal-regulation-of-securities-committ-9781639054268","title":"Fund Director's Guidebook, Fifth Edition","description":"\u003cp\u003eThis updated fifth edition reflects a large number of updates since 2015, covering significant completed and pending rulemakings and other initiatives by the SEC, including those relating to the following: liquidity risk and cybersecurity risk management; exchange traded funds; the use of funds of derivatives; fair valuation; funds investing in other funds; money market fund (\"MMF\") reform fund names; environmental (including climate), social, and governance (\"ESG\") investing; and industry developments including LIBOR transition, responses to the COVID-19 pandemic, and greater focus on diversity, equity, and inclusion.\u003c\/p\u003e\u003cp\u003eTo assist directors of investment companies registered under the Investment Company Act of 1940 in fulfilling their responsibilities, this guide provides: \u003c\/p\u003e\u003cul\u003e\n\u003cli\u003ean overview of functions, responsibilities, and potential liabilities of fund directors, under both the federal securities laws (including the 1940 Act) and corporate law generally;\u003c\/li\u003e\n\u003cli\u003einformation about the structure and operations of the board and its relationship to the investment adviser, the distributor, and others important to the fund;\u003c\/li\u003e\n\u003cli\u003eassistance to directors in discharging their responsibilities by providing them with enough information to enable them to understand their duties and to ask the right questions;\u003c\/li\u003e\n\u003cli\u003esuggestions as to how independent directors can best fulfill their responsibilities by reference to industry practice and legal requirements;\u003c\/li\u003e\n\u003cli\u003eand more.\u003c\/li\u003e\n\u003c\/ul\u003e\u003cp\u003e\u003c\/p\u003e\u003cbr\u003e\u003cbr\u003e\u003cb\u003eAuthor:\u003c\/b\u003e Federal Regulation of Securities Committ\u003cbr\u003e\u003cb\u003eISBN-10:\u003c\/b\u003e 163905426X\u003cbr\u003e\u003cb\u003eISBN-13:\u003c\/b\u003e 9781639054268\u003cbr\u003e\u003cb\u003ePublisher:\u003c\/b\u003e American Bar Association\u003cbr\u003e\u003cb\u003eLanguage:\u003c\/b\u003e English\u003cbr\u003e\u003cb\u003ePublished:\u003c\/b\u003e 04\/01\/2025\u003cbr\u003e\u003cb\u003ePages:\u003c\/b\u003e 288\u003cbr\u003e\u003cb\u003eFormat:\u003c\/b\u003e Paperback\u003cbr\u003e\u003cb\u003eWeight:\u003c\/b\u003e 0.85lbs\u003cbr\u003e\u003cb\u003eSize:\u003c\/b\u003e 8.90h x 6.00w x 0.60d","brand":"Federal Regulation of Securities Committ","offers":[{"title":"Paperback","offer_id":46739226394879,"sku":"9781639054268","price":74.95,"currency_code":"USD","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0662\/2982\/9887\/files\/img_c0ab5dd9-851d-4401-b130-b70b335ac076.jpg?v=1743277581","url":"https:\/\/www.whiterainbookhouse.com\/products\/fund-directors-guidebook-fifth-edition-federal-regulation-of-securities-committ-9781639054268","provider":"WR Book House","version":"1.0","type":"link"}