{"product_id":"mastering-series-14-the-innoware-pjp-9798857262382","title":"Mastering Series 14 - The Compliance Official Exam Guide","description":"\u003cb\u003eMastering Series 14 - The Compliance Official Exam Guide\u003c\/b\u003e \u003cp\u003e\u003c\/p\u003e\u003cb\u003eTable of Contents\u003c\/b\u003e \u003cp\u003e\u003c\/p\u003eChapter 1: Fundamentals of Regulatory Compliance. 1\u003cbr\u003eChapter 2: Registration and Licensing Requirements. 6\u003cbr\u003eChapter 3: Supervision and Surveillance. 10\u003cbr\u003eChapter 4: Anti-Money Laundering (AML) and Customer Due Diligence (CDD) 15\u003cbr\u003eChapter 5: Sales Practice Regulations. 20\u003cbr\u003eChapter 6: Trade and Order Handling Rules. 24\u003cbr\u003eChapter 7: Risk Management and Compliance Controls. 28\u003cbr\u003eChapter 8: Ethics and Professional Conduct 33\u003cbr\u003eChapter 9: Mock Exams and Practice Questions. 37\u003cbr\u003eChapter 10: Final Review and Exam Strategies. 42\u003cbr\u003eChapter 11: Post-Exam Reflection and Continuous Learning. 47\u003cbr\u003eChapter 12: Case Studies in Compliance. 51\u003cbr\u003eChapter 13: Compliance Best Practices and Tips. 56\u003cbr\u003eChapter 14: Common Compliance Challenges and Solutions. 61\u003cbr\u003eChapter 15: Compliance Ethics and the Future of Compliance. 66\u003cbr\u003e\u003cbr\u003e\u003cbr\u003e\u003cb\u003eAuthor:\u003c\/b\u003e Innoware Pjp\u003cbr\u003e\u003cb\u003eISBN-10:\u003c\/b\u003e 8857262383\u003cbr\u003e\u003cb\u003eISBN-13:\u003c\/b\u003e 9798857262382\u003cbr\u003e\u003cb\u003ePublisher:\u003c\/b\u003e Independently Published\u003cbr\u003e\u003cb\u003eLanguage:\u003c\/b\u003e English\u003cbr\u003e\u003cb\u003ePublished:\u003c\/b\u003e 08\/13\/2023\u003cbr\u003e\u003cb\u003ePages:\u003c\/b\u003e 76\u003cbr\u003e\u003cb\u003eFormat:\u003c\/b\u003e Paperback\u003cbr\u003e\u003cb\u003eWeight:\u003c\/b\u003e 0.25lbs\u003cbr\u003e\u003cb\u003eSize:\u003c\/b\u003e 9.00h x 6.00w x 0.16d","brand":"Innoware Pjp","offers":[{"title":"Paperback","offer_id":46140870557951,"sku":"9798857262382","price":14.99,"currency_code":"USD","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0662\/2982\/9887\/files\/img_70d57c02-dd3e-4b6b-97e4-eef1aa48eb24.jpg?v=1726597270","url":"https:\/\/www.whiterainbookhouse.com\/products\/mastering-series-14-the-innoware-pjp-9798857262382","provider":"WR Book House","version":"1.0","type":"link"}