{"product_id":"the-broker-dealers-liability-for-recommendations-heinz-dieter-assmann-9783820471533","title":"The Broker-Dealer's Liability for Recommendations: Under U. S. Securities Laws and the Suitability Rules of Self-Regulatory Organizations","description":"In today's capital markets the individual investor finds it increasingly difficult to gather, select and evaluate all the information that is required to make a reasonable investment decision. It is the broker-dealer who steps into the breach. The service he renders as a professional intermediary of informations culminates in investment recommendations. The threat of being held liable should ensure that a broker-dealer's recommendation is the result of a sound inquiry into the security and the customer's situation. This study examines the extent to which such a remedy is actually provided for under the U.S. securities laws and the so-called suitability rules of self-regulatory organizations (i.e., broker-dealer associations and stock exchanges).\u003cbr\u003e\u003cbr\u003e\u003cb\u003eAuthor:\u003c\/b\u003e Heinz-Dieter Assmann\u003cbr\u003e\u003cb\u003eISBN-10:\u003c\/b\u003e 3820471537\u003cbr\u003e\u003cb\u003eISBN-13:\u003c\/b\u003e 9783820471533\u003cbr\u003e\u003cb\u003ePublisher:\u003c\/b\u003e Peter Lang Gmbh, Internationaler Verlag Der W\u003cbr\u003e\u003cb\u003eLanguage:\u003c\/b\u003e English\u003cbr\u003e\u003cb\u003ePublished:\u003c\/b\u003e 12\/31\/1982\u003cbr\u003e\u003cb\u003ePages:\u003c\/b\u003e 122\u003cbr\u003e\u003cb\u003eFormat:\u003c\/b\u003e Paperback","brand":"Heinz-Dieter Assmann","offers":[{"title":"Paperback","offer_id":48659547095295,"sku":"9783820471533","price":27.95,"currency_code":"USD","in_stock":false}],"url":"https:\/\/www.whiterainbookhouse.com\/products\/the-broker-dealers-liability-for-recommendations-heinz-dieter-assmann-9783820471533","provider":"WR Book House","version":"1.0","type":"link"}