Dodd-Frank Regulations: Agencies Conducted Regulatory Analyses and Coordinated but Could Benefit from Additional Guidance on Major Rules (Paperback) (ISBN-13: 9781502991164)

The U.S. financial regulatory structure is a complex system of multiple federal and state regulators as well as self-regulatory organizations that operates largely along functional lines. That is, financial products or activities generally are regulated according to their function, no matter which entity offers the product or participates in the activity. The functional regulator approach is intended to provide consistency in regulation, focus regulatory restrictions on the relevant functional areas, and avoid the potential need for regulatory agencies to develop expertise in all aspects of financial regulation.

Author: Government Accountability Office
ISBN-10: 1502991160
ISBN-13: 9781502991164
Publisher: Createspace Independent Publishing Platform
Language: English
Published: 10/31/2014
Pages: 142
Format: Paperback
Weight: 0.76lbs
Size: 11.02h x 8.50w x 0.30d