NASAA Uniform State Law Act Examination Course: Series 63 (Paperback) (ISBN-13: 9781530191741)

The Uniform Securities Agent State Law Examination was developed by NASAA in cooperation with representatives of the securities industry and industry associations. The examination, called the Series 63 exam, is designed to qualify candidates as securities agents. The examination covers the principles of state securities regulation reflected in the Uniform Securities Act (with the amendments adopted by NASAA and rules prohibiting dishonest and unethical business practices). The examination is intended to provide a basis for state securities administrators to determine an applicant's knowledge and understanding of state law and regulations.

Author: Securities and Insuran For Exam Success
ISBN-10: 1530191742
ISBN-13: 9781530191741
Publisher: Createspace Independent Publishing Platform
Language: English
Published: 02/22/2016
Pages: 70
Format: Paperback
Weight: 0.41lbs
Size: 11.02h x 8.50w x 0.14d