Reporting by Investment Advisers to Private Funds and Certain Commodity Pool Operators, etc. (US Commodity Futures Trading Commission Regulation) (CFT (Paperback) (ISBN-13: 9781721601837)

Reporting by Investment Advisers to Private Funds and Certain Commodity Pool Operators, etc. (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Reporting by Investment Advisers to Private Funds and Certain Commodity Pool Operators, etc. (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 The Commodity Futures Trading Commission ("CFTC") and the Securities and Exchange Commission ("SEC") (collectively, "we" or the "Commissions") are adopting new rules under the Commodity Exchange Act and the Investment Advisers Act of 1940 to implement provisions of Title IV of the Dodd-Frank Wall Street Reform and Consumer Protection Act. The new SEC rule requires investment advisers registered with the SEC that advise one or more private funds and have at least $150 million in private fund assets under management to file Form PF with the SEC. The new CFTC rule requires commodity pool operators ("CPOs") and commodity trading advisors ("CTAs") registered with the CFTC to satisfy certain CFTC filing requirements with respect to private funds, should the CFTC adopt such requirements, by filing Form PF with the SEC, but only if those CPOs and CTAs are also registered with the SEC as investment advisers and are required to file Form PF under the Advisers Act. The new CFTC rule also allows such CPOs and CTAs to satisfy certain CFTC filing requirements with respect to commodity pools that are not private funds, should the CFTC adopt such requirements, by filing Form PF with the SEC. Advisers must file Form PF electronically, on a confidential basis. The information contained in Form PF is designed, among other things, to assist the Financial Stability Oversight Council in its assessment of systemic risk in the U.S. financial system. This book contains: - The complete text of the Reporting by Investment Advisers to Private Funds and Certain Commodity Pool Operators, etc. (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section

Author: The Law Library
ISBN-10: 172160183X
ISBN-13: 9781721601837
Publisher: Createspace Independent Publishing Platform
Language: English
Published: 06/18/2018
Pages: 120
Format: Paperback
Weight: 0.49lbs
Size: 10.00h x 7.00w x 0.25d