Security Regulation: Opportunities Exist to Improve SEC's Oversight of the Financial Industry Regulatory Authority by U S Government Accountability Office

Security Regulation: Opportunities Exist to Improve SEC's Oversight of the Financial Industry Regulatory Authority (Paperback) (ISBN-13: 9781492104704)

Vendor: U S Government Accountability Office
Product type: Books
Format: Paperback
$15.99
$15.99
$15.99
Subtotal: $15.99
Security Regulation: Opportunities Exist to Improve SEC's Oversight of the Financial Industry Regulatory Authority by U S Government Accountability Office

Security Regulation: Opportunities Exist to Improve SEC's Oversight of the Financial Industry Regulatory Authority

$15.99
Security Regulation: Opportunities Exist to Improve SEC's Oversight of the Financial Industry Regulatory Authority by U S Government Accountability Office

Security Regulation: Opportunities Exist to Improve SEC's Oversight of the Financial Industry Regulatory Authority

$15.99
Format: Paperback
Description
Description
x
Congress established SEC in 1934 to enforce the Securities Act of 1933 and the Exchange Act. SEC's mission is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation by overseeing key participants in the securities markets, including SROs, securities broker-dealers, investment advisers, and mutual funds.

Author: U S Government Accountability Office
ISBN-10: 1492104701
ISBN-13: 9781492104704
Publisher: Createspace Independent Publishing Platform
Language: English
Published: 08/12/2013
Pages: 40
Format: Paperback
Weight: 0.26lbs
Size: 11.02h x 8.50w x 0.08d

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