The Prudent Investment Adviser Rule: Risk and Liability Management for Investment Fiduciaries (Paperback) (ISBN-13: 9781530333578)

James W. Watkins, III, is an attorney, CFP professional, and accredited wealth management advisor. He is a honor graduate of Georgia State University and a graduate of the University of Notre Dame School of Law. He serves as a CFP Ambassador for the CFP Board of Standards. Mr. Watkins has over thirty years of experience in the areas of quality of investment advice and securities compliance. He served as a securities officer/director at several broker-dealers, both in general securities and RIA compliance. He served as the initial director of the Peer Review Department at the CFP Board of Standards and as the director of Financial Planning Quality Assurance for AXA Advisors. He is the owner of two successful blogs-"CommonSense InvestSense," which provides consumers with information to help them avoid investment fraud and better protect their financial security, and "The Prudent Investment Adviser Rule," which provides investment advisers and other investment fiduciaries with information to help them build and protect their practices.